{"id":105292,"date":"2023-07-09T07:00:00","date_gmt":"2023-07-09T07:00:00","guid":{"rendered":"https:\/\/cn.cryptonews.com\/?p=119073"},"modified":"2023-07-09T10:02:04","modified_gmt":"2023-07-09T10:02:04","slug":"sec-coinbase-knew-about-potential-securities-law-breaches-cn","status":"publish","type":"post","link":"https:\/\/cryptonews.com\/cn\/news\/sec-coinbase-knew-about-potential-securities-law-breaches-cn\/","title":{"rendered":"\u7f8e\u56fd\u8bc1\u5238\u4ea4\u6613\u59d4\u5458\u4f1a\uff08SEC\uff09\uff1aCoinbase\u77e5\u5176\u6f5c\u5728\u7684\u8bc1\u5238\u6cd5\u8fdd\u89c4\u884c\u4e3a"},"content":{"rendered":"
\"\"
来源: AdobeStock \/ Tada Images<\/figcaption><\/figure>

美国证券交易委员会（SEC）<\/strong>声称，Coinbase<\/strong><\/a>在上市某些加密货币时知道可能存在证券违规行为。<\/p>

在最近的申诉<\/a>中，SEC的律师对Coinbase声称其不知道违反证券法的行为表示不满，指出这家美国最大的加密货币交易所拥有经验丰富的法律顾问。<\/p>

“Coinbase是一家市值数十亿美元的实体，由经验丰富的法律顾问提供咨询，却辩称不知道其行为可能违反联邦证券法，并暗示通过在2021年批准Coinbase的注册声明，SEC确认了Coinbase的基本业务活动的合法性 – 当时和未来的所有时间，” SEC的律师在纽约南区法院的Katherine Polk Failla法官面前写道。<\/p>

委员会补充说，Coinbase自身的行动与这一论点相矛盾。<\/p>

具体而言，SEC提到该平台多次警告股东，称其支持的某些加密货币可能违反证券法。<\/p>

“这些行动明确显示Coinbase明白证券法可能适用于其行为，并知道在评估其行为的合法性时应考虑哪些规则。”<\/p>

SEC补充说，法庭面临的核心问题是Coinbase是否作为未注册的证券经纪人行事。<\/p>

对于SEC的申诉，Coinbase首席法务官Paul Grewal表示，这些指控“属于老调重弹”。<\/p>

“他们忽略了几十年前霍伊案在最高法院的判决中明确要求的一点，即投资合同首先需要对发行人具有可执行权利。这不仅仅需要投资等等。”<\/p><\/blockquote>

<\/oembed><\/figure>

在6月29日的申诉中，Coinbase辩称SEC无法“事后”对数字资产交易所进行监管，并且SEC试图“夺取权力”以监管加密货币是超出其权限范围的。<\/p>

Coinbase表示：“面对这种不确定性，并且缺乏授权，监管机构不能夺取权力。这是立法机构的职责领域。”<\/p>

Coinbase在日益严格的监管审查下计划扩展至美国以外地区<\/h2><\/span>

上个月，美国证券交易委员会（SEC）起诉了Coinbase<\/a>，指控其销售未经注册的证券以及其他一系列涉嫌违法行为。<\/p>

该委员会还指责该交易所非法经营多种金融服务，包括交易证券，并未注册为证券交易所。<\/p>

在SEC的诉讼之后，这家美国最大的加密货币交易所还收到了来自11个美国州的Show Cause命令<\/a>，要求Coinbase解释为什么不应停止在这些州的运营。<\/p>

然而，加密货币公司并不打算等待这些案件结束。许多美国最大、最重要的加密货币公司已经在考虑逃离到友好的国家。<\/p>

其中，Coinbase已经在百慕大开设了一个新的业务，并可能推出一个国际交易所。<\/p>","protected":false},"excerpt":{"rendered":"

来源: AdobeStock \/ Tada Images美国证券交易委员会（SEC）声称，Coinbase在上市某些加密货币时知道可能存在证券违规行为。在最近的申诉中，SEC的律师对Coinbase声称其不知道违反证券法的行为表示不满，指出这家美国最大的加密货币交易所拥有经验丰富的法律顾问。“Coinbase是一家市值数十亿美元的实体，由经验丰富的法律顾问提供咨询，却辩称不知道其行为可能违反联邦证券法，并暗示通过在2021年批准Coinbase的注册声明，SEC确认了Coinbase的基本业务活动的合法性 – 当时和未来的所有时间，” SEC的律师在纽约南区法院的Katherine Polk Failla法官面前写道。委员会补充说，Coinbase自身的行动与这一论点相矛盾。具体而言，SEC提到该平台多次警告股东，称其支持的某些加密货币可能违反证券法。“这些行动明确显示Coinbase明白证券法可能适用于其行为，并知道在评估其行为的合法性时应考虑哪些规则。”SEC补充说，法庭面临的核心问题是Coinbase是否作为未注册的证券经纪人行事。对于SEC的申诉，Coinbase首席法务官Paul Grewal表示，这些指控“属于老调重弹”。 “他们忽略了几十年前霍伊案在最高法院的判决中明确要求的一点，即投资合同首先需要对发行人具有可执行权利。这不仅仅需要投资等等。” 在6月29日的申诉中，Coinbase辩称SEC无法“事后”对数字资产交易所进行监管，并且SEC试图“夺取权力”以监管加密货币是超出其权限范围的。Coinbase表示：“面对这种不确定性，并且缺乏授权，监管机构不能夺取权力。这是立法机构的职责领域。”Coinbase在日益严格的监管审查下计划扩展至美国以外地区上个月，美国证券交易委员会（SEC）起诉了Coinbase，指控其销售未经注册的证券以及其他一系列涉嫌违法行为。该委员会还指责该交易所非法经营多种金融服务，包括交易证券，并未注册为证券交易所。在SEC的诉讼之后，这家美国最大的加密货币交易所还收到了来自11个美国州的Show Cause命令，要求Coinbase解释为什么不应停止在这些州的运营。然而，加密货币公司并不打算等待这些案件结束。许多美国最大、最重要的加密货币公司已经在考虑逃离到友好的国家。其中，Coinbase已经在百慕大开设了一个新的业务，并可能推出一个国际交易所。<\/p>\n","protected":false},"author":1,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"footnotes":""},"categories":[1,8],"tags":[],"editors":[2415],"sponsored_companies":[],"class_list":["post-105292","post","type-post","status-publish","format-standard","hentry","category-news","category-altcoin-news","editors-ada-chui"],"acf":[],"yoast_head":"\n\u7f8e\u56fd\u8bc1\u5238\u4ea4\u6613\u59d4\u5458\u4f1a\uff08SEC\uff09\uff1aCoinbase\u77e5\u5176\u6f5c\u5728\u7684\u8bc1\u5238\u6cd5\u8fdd\u89c4\u884c\u4e3a<\/title>\n<meta name=\"description\" content=\"来源: AdobeStock \/ Tada\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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